First Allied Securities

Serving Independent Business Owners

A dynamic leader in the financial industry with a reputation for excellence,
First Allied Securities, Inc. (FASI) is a full-service independent broker dealer with approximately 1,000 financial advisors and nearly 500 branches throughout the United States.

Founded in 1994 as a privately held company, First Allied Securities, Inc. has been true to its vision of providing independent business owners with cutting edge technology, innovative products, and superior service. Our goal is to partner with financial advisors who represent the best in the industry, and we are increasingly recognized as the premier broker-dealer for successful, high producing independent business owners.

First Allied Securities is part of Advanced Equities Financial Corp. (AEFC), one of the industry's most progressive financial service firms. Focusing on retail, institutional securities and venture capital investment banking businesses, AEFC has a rapidly growing network of broker/dealers and wealth management firms. AEFC consists of five main business units: the Venture Capital Investment Banking Group, the Wealth Management Group, the Asset Management Group, the Independent Advisor Group and the Private Client Group. For more information on AEFC, please visit us at www.advancedequities.com

First Allied Securities, Inc. is a Registered Investment Advisor offering fee-based products and services.