First Allied Securities

You're Invited to a First Allied Securities’ Business Owners Symposium!

Ambitious. Fearless. Driven. Some people are just born that way. First Allied Securities, Inc. was built by entrepreneurs for entrepreneurs. You’re invited to join other financial advisors serious about growing their business at an exclusive symposium hosted by leading independent broker/dealer, First Allied Securities.

Click here to view the invitation.

Click here to view the agenda.

Upcoming Symposium Dates:

To find out more about your opportunities with First Allied, please tell us a little bit about yourself. All information submitted here will be kept in the strictest confidence.

* Required Fields

Contact Information

*First Name:
*Last Name:

Address:

City:
State:
Zip:

*Preferred Contact Number:(at least one is required)
Office   Cell   Home

Email:

Professional Information

Current Broker/Dealer/Firm:
Type of Firm:
Please select... Wire House Regional Insurance Company Accounting Firm Bank Other Independent Firm Not Currently Licensed

*Current Commission Range:
Please select... Above $1,000,000 $750,000 - $1,000,000 $500,000 - $750,000 $300,000 - $500,000 $200,000 - $300,000 $150,000 - $200,000 Under $150,000

Under $150,000 must join an office of supervisory jurisdiction.

*Assets Under Management:
Please select... 0-$9 Million $10-20 Million $21-50 Million $51-100 Million $101 Million +

Years Licensed: Please select... Under 3 3 - 5 5 - 10 10 - 15 15+

Product Focus: Please select... Mutual Funds Insurance Fixed Income Advisory Equities Combination

Are you an Independent RIA? Please select... Yes No

What is your time frame? Please select... Immediately Next 2 months Next 6 months Within 1 year More than 1 year

Current Licenses:

1. Series 3
2. Series 4
3. Series 6
4. Series 7
5. Series 22
6. Series 8 or 24
7. Series 9
8. Series 10
9. Series 51
10. Series 63
11. Series 65
12. Series 66
13. Life and Annuity licensed
14. Other (Please list)

Professional Licenses or Designations: (i.e. CPA, CFP, JD, CIU, etc.)

Approximate Product Mix Break Down:

1. % Equities
2. % Life Insurance
3. % Fee-based Asset Management
4. % Financial Planning Fees
5. % Fixed Income
6. % Mutual Funds
7. % Options
8. % Variable Annuities
9. % Variable Life
10. % Alternative Investments

What are the most important factors in choosing a broker-dealer?

How did you hear about us? Please select... Registered Rep Investment News On Wall Street Financial Planning Ticker Dow Jones Invest. Advisor Research Magazine Investment Advisor Friend/Colleague Email Forbes Other

If other, please specify:

Where and when would you like to be contacted?

Questions or comments:

A Regional Director from our Business Development Group is coming to a city near you.

Consultations are private and confidential and take place in every region of the country.

Click Here to View the Map of Regional Consultants

First Allied Securities maintains a minimum production level of $200,000. If your current annual feels and commissions are below $200,000, we encourage you to explore affiliating with an existing First Allied branch office.