A dynamic leader in the financial services industry with a reputation for excellence, First Allied Securities, Inc. (First Allied) is a full-service, independent broker/dealer with about 1,000 financial advisors in 500 branches throughout the United States.

Founded in 1994 as a privately held company, First Allied has been true to its vision of providing independent financial advisors with innovative products, unparalleled education and support, cutting-edge technology and superior service. Our goal is to partner with financial advisors who represent the best in the industry, and we are increasingly recognized as the premier broker/dealer for successful, high-producing independent business owners.

At First Allied, the game plan is simple: we’re here to help you grow your business your way. We offer a wide range of solutions to take your business to the next level. High-net-worth lead generation programs, a suite of differentiated products, integrated wealth management solutions and access to subject matter experts that will take you—and your business—to new heights.

First Allied is committed to maintaining an environment that serves and nurtures select advisors who want to increase the productivity, size, and profitability of their individual practices.

We are dedicated to helping our independent advisors achieve their individual goals; therefore, our focus is on the individual advisor and delivering the resources necessary to potentially maximize individual success. The collective individual achievements of our advisors is the best measurement of First Allied’s success.

More than four years ago, we made a strategic decision to grow our advisors’ revenue by investing in integrated wealth management solutions and a top-rated education platform that delivers solutions for high-net-worth clients. Our investment paid off.

Five Reasons, One Result — Tools for Success

1..	Wealth Management Solutions: Differentiated integrated true wealth management solutions that address the needs and desires of high-net-worth clients. .
2..	High-Net-Worth Prospects: Access to qualified leads such as doctors, dentists and other business professionals. .
3..	Subject Matter Expertise: Subject matter experts to assist in person, via phone or video conference up to and including the close of the sale. .
4..	Fee-Based Solutions: State-of-the-art platform built and administered by some of the industry’s leaders in advisory products and advisor profitability. .
5..	Training: Professional coaches and customized training programs that lead to certified wealth management designations.

Successful financial advisors join First Allied because we invest financially in their personal growth.

First Allied Securities, Inc. is a Registered Investment Advisor offering fee-based products and services. We provide a broad range of advisory programs to our affiliated financial advisors operating under our corporate RIA, supporting advisors with diverse business models. Affiliated advisors also may conduct business under their own RIA via our hybrid program, which provides the flexibility to leverage leading RIA custodian firms for their advisory business. Additionally, qualifying advisors retain the ability to leverage our brokerage platform to retain commission-based assets and trail commissions, and have access to our depth of expertise in alternative investments, variable annuities, and other products.

* Information on private equity is not generally available to the public. Private Equity offerings are available only to accredited investors. They may be subject to special risks including illiquidity of the investment and volatility and should only be considered for long-term investments. No investment will be accepted before qualification of the investor as an accredited investor, receipt of a private placement memorandum and completion of subscription documents. An investment in private equity is speculative and involves a high degree of risk. An investor must be prepared to withstand the possibility of a total loss of their investment. There is no assurance that a portfolio strategy of private equity investments will be successful. With a portfolio of privately held companies, investors must understand the significant risks associated with the underlying securities including the illiquid nature of such holdings.