First Allied Securities

Products Offered at First Allied Include:

Stocks

• NYSE Listed Stocks
• NASDAQ Over the Counter
• All Other Major Exchanges
• Foreign Stocks
• Initial Public Offerings
• Margin Accounts
• Corporate Finance
• 144 & Other Restricted Securities Sales
• Employee Stock Option Plans

Bonds

• Municipal
• Corporate
• Treasury
  - Bills
  - Notes
  - Bonds
  - Strips
• Mortgage Backed
  - CMA
  - GMNA
  - FNMA
• Government Agency
• Certificate of Deposit Securities
• Structured Note Securities
  - Equity Linked Securities
• Preferred Debt

Mutual Funds

• Open-End Funds
• Closed-End Funds
• Networking

Asset Management

• Independent Manager Search
• Performance Monitoring & Reporting
• Wrap-Fee Accounts
• Asset Allocation
• Outside Managed Accounts
• Separately Managed Accounts

Retirement Accounts

• IRAs/SEPs
• Defined Benefit
• Defined Contribution
• Money Purchase
• Profit Sharing
• 403(b)
• 401(k)

Alternative Investments

• Oil and Gas
• REITs
• Equipment Leasing
• Managed Futures
• Equity Linked Notes
• Other products available. Please call to discuss.

Unit Investment Trusts

• Equity Portfolios
• Taxable Fixed Income Portfolios
• Tax-Free Fixed Income Portfolios

Cash Management

• Daily Sweep Accounts
• Money Markets
• Check Writing
• Gold Visa Debit Card
• Insured CDs
• Automatic Bill Paying Services
• Online Account Access

Insurance

• Fixed Annuities
• Variable Annuities
• Term Life
• Variable Life
• Universal Life
• Whole Life
• Disability
• Long Term Care

Options

• All Major Exchanges